Search Result

541 - 560 of 1150 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

APER 1.1A Application

As Published: 2013

APER 1.1A Application

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?