Search Result

461 - 480 of 1277 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative