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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PR App 1.1

As Published: 2005

PR App 1.1

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information