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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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Similar To

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 2.3 Financial resources

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DTR 5.11 Non EEA State issuers

LR 16.3 Listing applications

CASS 10.1 Application, purpose and general provisions

LR 3.5 Block listing

CASS 7.15 Records, accounts and reconciliations

LR 17.1 Application

SUP 12.9 Record keeping

GEN 2.2 Interpreting the Handbook

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading