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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

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PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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