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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions