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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

…

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

…

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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SUP 9.1 Application and purpose

REC 3.17 Inability to discharge regulatory functions

REC 4.2G Reports by skilled persons

CASS 11.6 Statutory trust

LR 4.1 Application and Purpose

REC 3.10 Complaints

LR 1.1 Introduction

SUP 8.4 Reliance on waivers

PR 5.1 Validity of prospectus

PERG 8.35 Authorisation and exemption

TC 1.2 Actions for damages

DEPP 6.1 Introduction

PERG 2.1 Application and purpose

PERG 12.1 Background

REC 3.22 Restriction of, or instruction to close out, open positions

DEPP 2.1 Statutory notices

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PERG 6.5 General principles

MCOB 1.5 Application to appointed representatives

DTR 1.5 Fees, market abuse safe harbours and sanctions