Search Result

881 - 900 of 926 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

TC App 5.1

As Published: 2010

TC App 5.1

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

CASS 7.17 Statutory trust

As Published: 2015

CASS 7.17 Statutory trust

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method