Search Result

541 - 560 of 1302 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

…

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

…

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

…

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

…

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

…

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

…

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

…

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

…

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

…