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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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