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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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Similar To

BIPRU 1.2 Definition of the trading book

MAR 1.3 Market abuse (insider dealing)

IFPRU 6.3 Expectations relating to internal models

COLL 12.1 Introduction

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

PERG 2.4 Link between activities and the United Kingdom

BIPRU 13.5 CCR standardised method

SYSC 19B.1 Application

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading