Search Result

221 - 240 of 1251 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons