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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

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MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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