Search Result

161 - 180 of 1137 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

…

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

…

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

…

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

…

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

…

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…