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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

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SYSC 6.1 Compliance

ICOBS 3.1 Distance marketing

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SYSC 5.1 Skills, knowledge and expertise

LR 13.5 Financial information in Class 1 Circulars

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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COBS 21.2 Principles for firms engaged in linked long-term insurance business

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COBS 13.3 Contents of a key features document

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COBS 13.1 The obligation to prepare product information

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COBS 2.1 Acting honestly, fairly and professionally

PERG 8.12 Exemptions applying to all controlled activities

COBS 13.5 Preparing product information: other projections