Search Result

281 - 300 of 1138 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

LR App 2.1

As Published: 2005

LR App 2.1

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2014

CONC 5.2 Creditworthiness assessment: before agreement

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports