Search Result

621 - 640 of 1425 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CONC 7.14 Settlements, disputed and deadlocked debt

As Published: 2014

CONC 7.14 Settlements, disputed and deadlocked debt

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees