Search Result

321 - 340 of 1360 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose