Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

…

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

…

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 11.4 Depositaries

COLL 8.2 Constitution

SUP 1A.1 Application and purpose

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

COBS 19.4 Open market options

LR 11.1 Related party transactions

PERG 8.3 Financial promotion

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PR 2.5 Omission of information

SYSC 13.9 Outsourcing

COLL 12.3 EEA UCITS management companies

FIT 1.2 Introduction

MIPRU 4.2BA Securitisation

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading