Search Result

161 - 180 of 1324 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution