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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SYSC 6.1 Compliance

COBS 11.5 Record keeping: client orders and transactions

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COBS 19.5 Independent governance committees (IGCs)

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SYSC 5.1 Skills, knowledge and expertise

PERG 13.5 Exemptions from MiFID

LR 13.5 Financial information in Class 1 Circulars

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COBS 4.7 Direct offer financial promotions

COBS 21.2 Principles for firms engaged in linked long-term insurance business

COBS 13.3 Contents of a key features document

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COBS 18.2 Energy market activity and oil market activity

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COBS 13.1 The obligation to prepare product information

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COBS 13.5 Preparing product information: other projections

COBS 2.1 Acting honestly, fairly and professionally

PERG 8.12 Exemptions applying to all controlled activities