Search Result

821 - 840 of 1336 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants