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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

LR App 2.1

As Published: 2005

LR App 2.1

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices