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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.6 Advising on conversion or transfer of pension benefits

As Published: 2015

PERG 12.6 Advising on conversion or transfer of pension benefits

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation