Search Result

101 - 120 of 1241 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose