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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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