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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PR App 1.1

As Published: 2005

PR App 1.1

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose