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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications