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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

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COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

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SYSC 13.3 Other related Handbook sections

GEN 1.1 Application

PR App 1.1

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PR 1.2 Requirement for a prospectus and exemptions

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DTR 5.4 Aggregation of managed holdings

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CASS 8.2 Definition of mandate

CASS 11.11 Records, accounts and reconciliations

CASS 11.9 Segregation and the operation of client money accounts

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CONC 2.8 E-commerce

PERG 2.7 Activities: a broad outline

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading