Search Result

101 - 120 of 1280 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

FEES 10.4 Relieving provisions

As Published: 2015

FEES 10.4 Relieving provisions

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

COND 1.3 General

As Published: 2013

COND 1.3 General

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

FEES 10.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 10.3 Late payments and recovery of unpaid levies