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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

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REC 3.15 Suspension of services and inability to operate facilities

TC App 5.1

PERG 13.7 The territorial application of MiFID

SYSC 1.4 Application of SYSC 11 to SYSC 21

DISP 3.5 Resolution of complaints by the Ombudsman

REC 6.2 Applications

PERG 2.8 Exclusions applicable to particular regulated activities

FEES 3.2 Obligation to pay fees

BIPRU 13.6 CCR internal model method

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

CASS 6.1 Application

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

BIPRU 3.4 Risk weights under the standardised approach to credit risk

FEES 4.2 Obligation to pay periodic fees

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms