Search Result

301 - 320 of 1097 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors