Search Result

181 - 200 of 1071 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

COND 1.3 General

As Published: 2013

COND 1.3 General