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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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TC App 5.1

As Published: 2010

TC App 5.1

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

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COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

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PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

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