Search Result

841 - 860 of 1365 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction