Search Result

281 - 300 of 881 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2014

CONC 11.2 Right of withdrawal: P2P agreements

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2014

CONC 4.6 Pre-contract disclosure: continuous payment authorities

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2014

CONC 5.5 Creditworthiness assessment: P2P agreements

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications