Search Result

261 - 280 of 1148 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2014

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous