Search Result

121 - 140 of 721 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices