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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose