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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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