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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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Similar To

PERG 2.1 Application and purpose

COLL 5.1 Introduction

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BIPRU 13.6 CCR internal model method

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

CASS 7.17 Statutory trust

CASS 5.2 Holding money as agent of insurance undertaking

SUP 14.1 Application and purpose

COLL 2.1 Authorised fund applications

REC 3.14A Operation of a regulated market or MTF

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading