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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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