Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

…

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 10.1 Application, purpose and background

REC 6.6 Supervision

PERG 5.1 Application and purpose

PERG 8.36 Illustrative tables

DEPP 6A.1 Introduction

CONC 1.1 Application and purpose

REC 3.6 Constitution and governance

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 15.2 General

LR 9.6 Notifications

LR 9.8 Annual financial report

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DISP 1.11 The Society of Lloyd's

SYSC 9.1 General rules on record-keeping

REC 6A.1 Exercise of passport rights by EEA market operator

LR 19.2 Requirements for listing

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 7.6 Applications for a certificate

COLL 12.2 UK UCITS management companies

COBS 21.2 Principles for firms engaged in linked long-term insurance business