Search Result

1321 - 1340 of 1393 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

IFPRU 10.7 Exemption

As Published: 2014

IFPRU 10.7 Exemption

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

CONC 4.7 Information to be provided on entering a current account agreement

As Published: 2014

CONC 4.7 Information to be provided on entering a current account agreement

MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR