Search Result

841 - 860 of 1150 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

LR 19.1 Application

As Published: 2005

LR 19.1 Application

FEES 10.4 Relieving provisions

As Published: 2015

FEES 10.4 Relieving provisions