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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

…

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Similar To

REC 2.9 Transaction recording

REC 4.2F Information gathering power on FCA’s own initiative

FEES App 1 Annex 2 Further information on fees

MAR 6.2 Purpose

DISP 3.2 Jurisdiction

TC 1.1 Who, what and where?

REC 4.2G Reports by skilled persons

FEES App 1 Annex 3 Emergencies

LR 1.1 Introduction

REC 3.21 Criminal offences and civil prohibitions

PERG 8.10 Types of financial promotion

APER 4.4 Statement of Principle 4

CASS 12.1 Application

DISP 1.10A Complaints data publication rules

DTR 1C.1 Application and purpose (Primary information providers)

FIT 1.1 Application and purpose

DTR 5.5 Acquisition or disposal by issuer of shares

PERG 8.34 The business test

REC 3.25 Significant breaches of rules and disorderly trading conditions

DEPP 2.4 Third party rights and access to FCA material