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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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