Search Result

741 - 760 of 1048 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

CONC 4.7 Information to be provided on entering a current account agreement

As Published: 2014

CONC 4.7 Information to be provided on entering a current account agreement

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

CONC 2.4 Credit references: conduct of business: lenders and owners

As Published: 2014

CONC 2.4 Credit references: conduct of business: lenders and owners

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

IFPRU 2.4 Reporting of breaches

As Published: 2014

IFPRU 2.4 Reporting of breaches

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives