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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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