Search Result

641 - 660 of 1334 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information